Designation: Sr. Manager – Compliance
Location: Mumbai (Powai)
Educational Qualification: qualified CS (ICSI), LLB from Reputed College, Bachelor with 75% min
Specialization: Compliance ROC, IRDAI compliance added advantage Management Level
Roles and Responsibilities
· Handle all Secretarial Standards(SS), ROC, IRDAI& SEBI Compliances any other compliances on a timely & accurate manner.
· Drafting & vetting of all Vendor, Insurance, Leave & License and other agreements & ensuring all important terms are stipulated so as to protect our interests & in compliance to law.
· Registration & monitoring of Trademarks, Copyright opposition of Patents etc. under correct clauses in.
· Maintenance of all in-house records physical and/ or digital manner such as Statutory Registers, compliance documents, trackers, agreements, minutes / notices etc.
· Regular updation of in-house compliance software
· Maintenance of compliance calendar & periodically publishing the status of same.
· Responsible for all compliance of the company & should stay updated with latest developments, Communicate new circulars and interpretation of same to all stakeholders
· Present monthly detailed review of all aspect of compliance.
Relevant Experience
· Preferably worked in compliance department of insurance broking or insurance company.
No of years of experience: Minimum 8-10 years
Technical Competencies
· Experience with Microsoft Outlook, Word, Excel, PowerPoint and WebEx
· Proficiency in excel is an essential requirement.
Behavioral competencies
· Eye for detail, updated with latest guidelines, deadline oriented, Methodical, Self-driven, Solution Oriented, can work Independently, good written and verbal English communication skill.