Plans and performs audits and develops recommendations to improve business processes, controls, efficiencies, and effectiveness to ensure the business is following applicable regulations.
Participates in risk assessments.
Provides guidance to mitigate potential risks or conflict.
Informs business of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.
Compliance:
Researches, executes, and documents compliance reviews.
Conducts compliance audits, inspections, reviews, and tests.
Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
Areas of Responsibility:
Develops methodologies and monitoring strategies.
Prepares reports and may present findings to a variety of constituents or audiences.
Coordinates with internal and external agencies/firms.