Position Name - Compliance Officer
Location - Gift City-Gandhinagar
Experience Range - 5+ years
Mandatory Requirement:
5+ years of experience in Alternate Investment Fund regulations
CS or CA
Minimum 4+ years of post-CS membership experience
Experience in dealing with foreign law firms
Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations
About the client:
Founded in 2018,Company is a 17000+ strong members angel investing firm which supports new-age entrepreneurs, providing them monetary & experiential capital by connecting them with a diverse group of investors. Company is in the process of opening CAT-1 angel fund in the GIFT City fund.
Job Roles and Responsibilities:
Update internal policies related to KYC, AML, insider trading, client onboarding, and investor grievance policy and create efficient controls for reconciliations, Risk and compliance management, and review
Assist in maintaining all documents related to receipt of investment by AIF and reporting by AIF to its trustee, contributors, and regulators and its operations
Monitor and process documents required for drawdown notices.
Preparation of details of schemes required for SEBI/IFSC
Monitor, track, and implement new compliance requirements, processes and reports
You will work closely with internal and external stakeholders, including compliance advisors, fund managers, sales teams, fund accountants, and counterparties, to ensure adherence to and improvement of laid-down operational policies, SLAs, and processes in the best interest of the business and all internal and external stakeholders.
Flag issues proactively and ability to foresee outcomes keeping in mind the operational risk framework in line with the legal parlance
MBA (Finance, with a minimum 5 years of work experience as an Analyst in a VC/PE/Angel Investing Platforms/ Big4 or leading consulting firms. Alternately experience of working with a start-up in fundraising.
Knowledge of compliance and risk management operations and reporting
Knowledge of Finance / Accounting would be preferred
Proficient in MS Excel, PowerPoint
Key Skills
Ability to manage complexity and ambiguity in day-to-day operations
Excellent oral and written communication skills
Meticulous reporting, Analytical skills, and an eye for detail
Strong organizational skills and an orientation toward strict attention to detail
Ability to think out of the box and look for creative solutions
Numerical skills & Proficiency in MS Office Suite
General Skills
Excellent attention to detail, commitment to accuracy, and focus on results
Self-motivator and entrepreneurial attitude to work with minimum supervision
Strong interpersonal skills and leadership skills
Willingness to take initiative and to follow through on projects and tasks
Strong ability to work in a deadline-oriented environment with a high degree of accurace
You are going to be a part of shaping a successful and rapidly growing venture fund in India
You develop your own ideas and become an essential member of the Company
You operate within flexible structures with short response times, flat hierarchies, and motivated colleagues